Delaware (State or Other Jurisdiction of Incorporation or Organization) | 72-1455213 (IRS Employer Identification No.) | ||||
818 Town & Country Blvd. Suite 200 Houston, Texas (Address of Principal Executive Offices) | 77024 (Zip Code) | ||||
Registrant’s telephone number, including area code: 281-606-4900 | |||||
Securities to be registered pursuant to Section 12(b) of the Act: | |||||
Title of each Class to be so Registered Common stock, par value $0.01 | Name of Each Exchange on Which Each Class is to be Registered New York Stock Exchange |
Item No. | Item Caption | Location in Information Statement | ||
1. | Business | “Summary,” “Risk Factors” and “Business” | ||
1A. | Risk Factors | “Risk Factors” and “Cautionary Statement Concerning Forward-Looking Statements” | ||
2. | Financial Information | “Summary—Summary Consolidated Financial Data,” “Capitalization,” “Selected Historical Financial Data,” “Unaudited Pro Forma Financial Data” and “Management’s Discussion and Analysis of Financial Condition and Results of Operation” | ||
3. | Properties | “Business—Facilities” | ||
4. | Security Ownership of Certain Beneficial Owners and Management | “Security Ownership of Certain Beneficial Owners and Management” | ||
5. | Directors and Executive Officers | “Management” | ||
6. | Executive Compensation | “Executive Compensation” | ||
7. | Certain Relationships and Related Transactions, and Director Independence | “Risk Factors,” “Management” and “Certain Relationships and Related Party Transactions” | ||
8. | Legal Proceedings | “Business—Legal Proceedings” | ||
9. | Market Price of and Dividends on the Registrant’s Common Equity and Related Stockholder Matters | “Summary,” “Risk Factors,” “The Spin-Off,” “Capitalization,” “Dividend Policy” and “Description of Our Capital Stock” | ||
10. | Recent Sales of Unregistered Securities | “Recent Sales of Unregistered Securities” | ||
11. | Description of Registrant’s Securities to be Registered | “Description of Our Capital Stock” | ||
12. | Indemnification of Directors and Officers | “Indemnification and Limitation of Liability of Directors and Officers” | ||
13. | Financial Statements and Supplementary Data | “Summary—Summary Consolidated Financial Data,” “Selected Historical Financial Data,” “Unaudited Pro Forma Financial Data,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and “Index to Financial Statements” including the Financial Statements | ||
14. | Changes in and Disagreements with Accountants on Accounting and Financial Disclosure | “Changes in Accountants” |
Exhibit Index | Exhibit Description | ||
2.1 | ** | Form of Distribution Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
3.1 | ** | Form of Amended and Restated Certificate of Incorporation of Era Group Inc. | |
3.2 | ** | Form of Amended and Restated Bylaws of Era Group Inc. | |
4.1 | * | Form of Common Stock Certificate of Era Group Inc. | |
10.1 | ** | Form of Amended and Restated Transition Services Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
10.2 | ** | Form of Tax Matters Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
10.3 | ** | Form of Employee Matters Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
10.4 | ** | Era Group Inc. 2012 Share Incentive Plan. | |
10.5 | * | Form of Stock Option Grant Agreement pursuant to the Era Group Inc. 2012 Share Incentive Plan. | |
10.6 | * | Form of Restricted Stock Grant Agreement pursuant to the Era Group Inc. 2012 Share Incentive Plan. | |
10.7 | Agreement, dated as of December 22, 2011, for a U.S. $350,000,000 Senior Secured Revolving Credit Facility by and among Era Group Inc., Wells Fargo Securities, LLC, JPMorgan Chase Bank, N.A., Deutsche Bank Securities Inc., Suntrust Robinson Humphrey, Inc. and other financial institutions identified on Schedule A thereto (filed as Exhibit 10.25 to SEACOR Holdings Inc.'s annual report on Form 10-K filed with the SEC on February 24, 2012 and incorporated by reference herein (File No.: 001-12289)). | ||
10.8 | Separation and Consulting Agreement dated as of November 28, 2011 (filed as Exhibit 10.7 to Amendment No. 4 to Era Group Inc.'s Registration Statement on Form S-1 filed with the SEC on March 9, 2012 and incorporated by reference herein (File No. 333-175942)). | ||
10.9 | ** | Separation and Consulting Agreement dated as of September 30, 2012. | |
10.10 | ** | Form of Indemnification Agreement between Era Group Inc. and individual officers and directors. | |
16.1 | ** | Letter re Changes in Accountants. | |
21.1 | ** | List of subsidiaries of Era Group Inc. | |
99.1 | ** | Preliminary Information Statement of Era Group Inc., subject to completion, dated October 12, 2012. |
Exhibit Index | Exhibit Description | ||
2.1 | ** | Form of Distribution Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
3.1 | ** | Form of Amended and Restated Certificate of Incorporation of Era Group Inc. | |
3.2 | ** | Form of Amended and Restated Bylaws of Era Group Inc. | |
4.1 | * | Form of Common Stock Certificate of Era Group Inc. | |
10.1 | ** | Form of Amended and Restated Transition Services Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
10.2 | ** | Form of Tax Matters Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
10.3 | ** | Form of Employee Matters Agreement between SEACOR Holdings Inc. and Era Group Inc. | |
10.4 | ** | Era Group Inc. 2012 Share Incentive Plan. | |
10.5 | * | Form of Stock Option Grant Agreement pursuant to the Era Group Inc. 2012 Share Incentive Plan. | |
10.6 | * | Form of Restricted Stock Grant Agreement pursuant to the Era Group Inc. 2012 Share Incentive Plan. | |
10.7 | Agreement, dated as of December 22, 2011, for a U.S. $350,000,000 Senior Secured Revolving Credit Facility by and among Era Group Inc., Wells Fargo Securities, LLC, JPMorgan Chase Bank, N.A., Deutsche Bank Securities Inc., Suntrust Robinson Humphrey, Inc. and other financial institutions identified on Schedule A thereto (filed as Exhibit 10.25 to SEACOR Holdings Inc's annual report on Form 10-K filed with the SEC on February 24, 2012 and incorporated by reference herein (File No.: 001-12289)). | ||
10.8 | Separation and Consulting Agreement dated as of November 28, 2011 (filed as Exhibit 10.7 to Amendment No. 4 to Era Group Inc.'s Registration Statement on Form S-1 filed with the SEC on March 9, 2012 and incorporated by reference herein (File No. 333-175942)). | ||
10.9 | ** | Separation and Consulting Agreement dated as of September 30, 2012. | |
10.10 | ** | Form of Indemnification Agreement between Era Group Inc. and individual officers and directors. | |
16.1 | ** | Letter re Changes in Accountants. | |
21.1 | ** | List of subsidiaries of Era Group Inc. | |
99.1 | ** | Preliminary Information Statement of Era Group Inc., subject to completion, dated October 12, 2012. |